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New rules on biometrics ‘urgently needed’ to protect public, review finds

2022-07-14
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There is an “urgent need” for comprehensive new laws and an enforcement body to protect the public against the misuse of biometrics, according to a new review by the Ada Lovelace Institute. There are currently “serious public concerns about the impact on rights and freedoms from the growing use of biometric data,” the Ryder Review warned.

The use of biometric data should be more closely reviewed, the Ryder Review argues. (Photo by nicomenijes/iStock)

“We’re at the beginning of a biometric revolution,” said Matthew Ryder QC, who led the review. “Our biometric data is now able to be collected and processed in previously unimaginable ways.”

“My independent legal review clearly shows that the current legal regime is fragmented, confused and failing to keep pace with technological advances.

“We urgently need an ambitious new legislative framework specific to biometrics. We must not allow the use of biometric data to proliferate under inadequate laws and insufficient regulation.”

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Ryder Review: biometrics law ‘not fit for purpose’

Biometric data is most often associated with face and fingerprint recognition, but the Ada Lovelace Institute identified a range of emerging biometric data in use, including walking style (gait) and tone of voice.

This data is being used in a growing number of applications. “We’re seeing a growth in the uses of biometrics in everyday parts of society and everyday lives,” Imogen Parker, associate director of policy for the Ada Lovelace Institute told Tech Monitor. “It goes beyond the traditional uses in law enforcement and into all areas of our lives, including school children having their faces scanned in lieu of payment in the lunchroom.”

The three-year independent legal review included policy research, public deliberation and legal analysis. The Institute also convened a Citizens’ Biometric Council made up of 50 members of the UK public.

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The authors of the review heard a consistent message from all sources, that “the current legal framework is not fit for purpose” and needs to be reviewed.

Oversight arrangements are fragmented and confusing, it found, meaning that it isn’t clear to police forces who they should turn to for advice about the lawful use of biometrics.

The review also found there are not adequate protections of individual rights within existing legislation, including those that would protect against “very substantial invasions of personal privacy that the use of biometrics can cause”.

Recommendations for UK biometrics law

The Ryder Review made a series of recommendations to safeguard the UK from the misuse of biometrics. Chief among these is new comprehensive legislation governing the use of biometric technologies. The UK needs a “strong legal framework to ensure that biometrics are used in a way that is responsible, trustworthy and proportionate,” it found.

“We are not the first people calling for new legislation,” Parker told Tech Monitor. “There is a growing awareness across parties that biometrics needs more scrutiny and attention.

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“Government is already looking at biometrics as part of the data legislation review so it’s a good time to put strong evidence from public and legal experts forward to guide what is needed.”

New legislation should include a new “technologically neutral” statutory framework for the use of biometric data by public and private bodies, covering the use of biometrics for the identification and classification of citizens, the review recommended.

Until such legislation is in place, the review argues, there should be a moratorium on ‘one-to-many’ biometric systems, which compare a person’s biometric data against a database of records, in public services.

Codes of practice for specific sectors are also needed, the report contends. The most urgent is a code of practice governing the use of live facial recognition (LFR) technology by police. All uses of LFR by public entities should be suspended until such a framework is in place, it adds.

On top of legislation changes, the Ryder Review calls for the creation of a Biometrics Ethics Board with a statutory advisory role for the public sector. This board should publish its advice and, where public authorities adopt biometrics against this advice, they should be obliged to explain why, it added.

Other recommendations include a call for new standards of accuracy, reliability and validity in biometric technologies, and “an assessment of proportionality which considers human rights impact before biometric technologies are used in high-stakes contexts”.

When biometrics meet AI

Many of the privacy and ethical risks associated with biometrics arise when it is used in combination with AI, says Adam Leon Smith, chief technology officer at consultancy Dragonfly. “Biometric data is particularly high-risk when used with AI.”

“Even if the intended purpose is benign, it is usually impossible to separate visible characteristics of people from the inputs, increasing the risk of unwanted bias based on race or gender,” he added.

“Obviously, this is a problem we need to solve when dealing with use cases like medicine,” Leon Smith explained. “Until we do solve it, AI and biometric data shouldn’t be used together for purposes like reducing cost.  The EU are already planning to prohibit or restrict the use of any remote biometric identification, and this needs similar attention in the UK.”

New legislation governing biometric data is ‘inevitable, says Dr Felipe Romero Moreno, senior lecturer at Hertfordshire Law School, and is already being discussed in the EU and a number of US states.

“The level of analysis you can get through collecting and analysing biometric data can have a significant impact, including on physical and psychological aspects of a person,” he explained. “This includes on the way you behave, whether you have a disability, your race and even economic situation.”

“Oversight bodies should apply to private and public sector uses of biometric data. You already have the UN saying any type of AI should be overseen by a body that is independent of government, that can’t be influenced by government.

“In addition to this, you have the European Court of Human Rights and Court of Justice from the EU giving out similar messages.”

Moreno believes that any company using biometric data should be required to to carry out an impact assessment and publish their risk and mitigation strategies. He also recommended that larger companies should have a chief AI officer, independent of the chief data officer as they begin to deploy artificial intelligence tools on a larger scale.

A DCMS spokesperson said: “We’re committed to maintaining a high standard for data protection and our laws already have very strict requirements on the use and retention of biometric data. We welcome the work of Ada Lovelace Institute and Matthew Ryder QC and we’ll consider the recommendations carefully in due course.” 

Read more: Why the UK government needs to take police facial recognition seriously

Topics in this article: biometrics

参考译文
审查发现,“迫切需要”新的生物识别规则来保护公众
Ada Lovelace研究所的一份新报告称,“迫切需要”出台全面的新法律和一个执法机构,以保护公众免受生物识别技术的滥用。《赖德评论》警告说,目前“公众对生物识别数据越来越多的使用对权利和自由的影响感到严重担忧”。“我们正处于一场生物特征革命的开端,”该审查的负责人QC马修·赖德(Matthew Ryder QC)说。“我们的生物特征数据现在可以以以前无法想象的方式收集和处理。”“我的独立法律审查清楚地表明,目前的法律制度是分散的、混乱的,无法跟上技术进步的步伐。”我们迫切需要一个雄心勃勃的新的专门针对生物识别技术的立法框架。我们绝不能在法律和监管不充分的情况下,允许生物识别数据的大量使用。生物特征数据通常与人脸和指纹识别有关,但阿达·洛芙莱斯研究所发现了一系列正在使用的生物特征数据,包括走路方式(步态)和语音语调。这些数据正被越来越多的应用程序所使用。艾达·洛芙莱斯研究所政策副主任伊莫金·帕克告诉《科技箴言》杂志:“我们看到生物识别技术在社会和日常生活中的日常应用越来越多。”“它超越了执法部门的传统用途,进入了我们生活的所有领域,包括在学校食堂用扫描脸来代替付款。”为期三年的独立法律审查包括政策研究、公众审议和法律分析。该研究所还召集了一个公民生物识别委员会,由50名英国公众成员组成。审查的作者从所有来源听到了一致的信息,即“目前的法律框架不适合目的”,需要审查。报告发现,监管安排分散而混乱,这意味着警方不清楚他们应该向谁寻求有关合法使用生物识别技术的建议。该审查还发现,现有法律没有充分保护个人权利,包括那些将防止“使用生物识别技术可能导致的对个人隐私的重大侵犯”的法律。《赖德评论》提出了一系列建议,以保护英国免受生物识别技术的滥用。其中最主要的是管理生物识别技术使用的新的综合性立法。报告发现,英国需要一个“强有力的法律框架,以确保生物识别技术以一种负责任、值得信任和适当的方式使用”。“我们不是第一个呼吁新立法的人,”帕克告诉《科技箴言报》。“各方都越来越意识到,生物识别技术需要更多的审查和关注。“政府已经在考虑将生物识别技术作为数据立法审查的一部分,所以现在是把来自公众和法律专家的有力证据摆在面前的好时机,以指导需要什么。”审查建议,新的立法应包括公共和私人机构使用生物识别数据的新的“技术中立”法定框架,包括使用生物识别技术来识别和分类公民。该审查认为,在这样的立法到位之前,应该暂停使用“一对多”生物识别系统,这种系统将一个人的生物识别数据与公共服务的记录数据库进行比较。该报告认为,还需要制定特定行业的行为准则。最紧迫的是制定一项规范警方使用实时面部识别(LFR)技术的行为准则。它补充说,在这样一个框架到位之前,公共实体应暂停使用LFR。 除了立法方面的改变,《赖德评论》呼吁成立生物识别伦理委员会,为公共部门提供法定咨询。该委员会应该公布它的建议,如果公共当局采用生物识别技术来反对这一建议,他们应该有义务解释原因,它补充说。其他建议包括呼吁建立生物识别技术的准确性、可靠性和有效性的新标准,以及“在生物识别技术被用于高风险环境之前考虑人权影响的比例评估”。咨询公司蜻蜓(Dragonfly)首席技术官亚当•莱昂•史密斯(Adam Leon Smith)表示,当生物识别技术与人工智能结合使用时,会产生许多与之相关的隐私和道德风险。“生物识别数据与人工智能一起使用时,风险尤其高。”他补充说:“即使预期目的是良性的,通常也不可能将人们的明显特征与输入分开,这增加了基于种族或性别的不必要偏见的风险。”“显然,这是我们在处理医药等用例时需要解决的问题,”Leon Smith解释道。“在我们真正解决这个问题之前,人工智能和生物识别数据不应该一起用于降低成本等目的。欧盟已经在计划禁止或限制任何远程生物识别的使用,这需要在英国得到类似的关注。赫特福德郡法学院高级讲师费利佩·罗梅罗·莫雷诺博士说:“管理生物识别数据的新立法是‘不可避免的’,欧盟和美国一些州已经在讨论了。”你通过收集和分析生物特征数据所获得的分析水平会对一个人的生理和心理方面产生重大影响,”他解释道。“这包括你的行为方式,你是否有残疾,你的种族,甚至经济状况。”“监管机构应适用于私营和公共部门对生物识别数据的使用。联合国已经表示,任何类型的人工智能都应该由一个独立于政府的机构监督,不受政府的影响。“除此之外,欧洲人权法院和欧盟法院也发出了类似的信息。”莫雷诺认为,任何使用生物识别数据的公司都应该被要求进行影响评估,并公布其风险和缓解战略。他还建议,随着大公司开始更大规模地部署人工智能工具,应该有一个独立于首席数据官的首席AI官。DCMS发言人说:“我们致力于保持数据保护的高标准,我们的法律已经对生物识别数据的使用和保留有非常严格的要求。我们欢迎Ada Lovelace研究所和Matthew Ryder QC的工作,我们将在适当的时候仔细考虑这些建议。”
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