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Why We’re Suddenly Spotting Spy Balloons

2023-02-18
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On February 4 the U.S. shot down a massive Chinese surveillance balloon over the Atlantic Ocean just off South Carolina, after it spent days traveling across the country. As Americans turned their eyes to the sky, it became apparent that the object was not alone: news soon broke that another Chinese spy balloon was floating over Latin America, and that several such balloons had encroached on U.S. airspace since 2018—and had evaded early detection at the time. China has claimed that the balloon shot down last week was merely a weather-monitoring station blown off course. But the U.S. has since recovered sensors and other electronic equipment from the wreckage, which indicate that it was likely used for eavesdropping on electronic signals. Chinese officials also claimed that the U.S. has sent surveillance balloons over their country, but U.S. officials deny this.

With attention heightened, over the past few days the U.S. shot down three more airborne objects: one off the coast of Alaska on Friday, one over Canada on Saturday, and one over Lake Huron in Michigan on Sunday. Much remains unknown about the three most recent objects, including where they came from, if they carried surveillance equipment and whether they were even balloons or some other airborne craft.

Here is everything we know—and don’t know—about all the balloon brouhaha.

Just how many balloons are usually floating over the U.S., and who is keeping track of them?

At any given time, there could be hundreds or thousands of floating objects overhead—but the vast majority are innocuous. For instance, nearly 100 National Weather Service (NWS) sites release balloons twice a day to measure things like temperature and humidity. These latex balloons, filled with either hydrogen or helium, do not remain airborne for long; they burst as a result of changes in pressure as they ascend. The attached instruments drift safely back down on parachutes. Such balloons monitor weather and also offer researchers an affordable way to carry instruments into the upper atmosphere, often with GPS trackers so the scientists can retrieve them when they land. Amateurs sometimes attach cameras to similar balloons in order to snap impressive vistas. Government organizations also use tethered helium balloons, called aerostats, as platforms for their radar systems. And at lower altitude—thousands of feet in the air rather than tens of thousands—you’ll find hobbyists and tourists borne aloft in hot-air balloons.

“There’s probably at least 100 [large balloons] in the air, on any given day,” says Mick West, a writer and investigator of unidentified aerial phenomena, or UAPs.

Radar can detect all of these objects, in addition to the occasional bird, some clouds and the many mylar party balloons that go whizzing into the sky each year. But monitoring every little airborne speck would create too much instrument noise, making it difficult to pick out actual threats. Because of this, the North American Aerospace Defense Command (NORAD), a combined U.S.-Canada defense organization, uses algorithms to filter smaller objects out of radar readings. But the U.S. Federal Aviation Administration tries to keep track of large balloons that can reach the altitudes where commercial aircraft fly, at roughly 30,000 to 40,000 feet. This requires that entities such as NWS and universities register their balloons launches (although amateur enthusiasts do not always follow the same protocols).

Since last week, government representatives have announced that, among the many balloons in our skies, some may have been Chinese spying platforms. “At least since 2018, there does seem to seem to be this broad Chinese balloon surveillance program,” says Carla Martinez Machain, a professor of political science at the University at Buffalo. According to the State Department, China’s balloon surveillance program goes well beyond the U.S., targeting 40 countries on five continents.

If China has been sending balloons our way for so long, why are we only detecting them now?

It’s pretty simple: “Now that the U.S. military and the U.S. government are looking for them, we’re probably more likely to see them,” Machain points out.

The surveillance balloon that brought this program to national attention was easily detectable—so large that civilians managed to take photos and videos of it from the ground. It was widely estimated to be the size of three school buses. “It’s not very stealthy,” West says. “The payload underneath it was about the size of a small plane, so it … looks like a plane on the radar.”

Once the U.S. government identified that object, it reexamined other cases of balloons that had been detected in U.S. airspace and realized that some of those—at least three during the Trump administration and one earlier in the Biden administration—had also been Chinese surveillance platforms. “They sent a few of these, not into the very heart of the U.S., but around it. And [they] hadn’t been detected,” says Tai Ming Cheung, director of the Institute on Global Conflict and Cooperation at the University of California, San Diego. As a result of these discoveries, NORAD began monitoring smaller objects that had previously flown under the radar—literally.

Remember how NORAD’s radar detection system filters out smaller objects? Since the detection of the large surveillance balloon, the organization has been widening that filter to pick up signals such as those from the three balloons shot down this weekend. “Previously, they had things set up to filter out what they would describe as clutter on the radar,” West explains. “These newer ones are the result of a heightened sense of caution.… [They] modified the algorithm that they use to determine whether something is of interest or not, and so things that have been there all along are now popping up for the first time.”

So what do we know about the objects that were shot down the past weekend?

Not a lot! At a White House press briefing on Monday, National Security Council Coordinator for Strategic Communications John Kirby said the objects did not appear to maneuver or move under their own propulsion, which suggests they may have been balloons. This remains the most likely explanation, although some reports suggest the object shot down on Friday broke apart on impact, which could mean it was another type of flying vehicle.

“The information I’ve seen is that they’ve been described as being the size of a small car, roughly speaking,” says Iain Boyd, director of the Center for National Security Initiatives at the University of Colorado Boulder. “That’s pretty big for a drone or something like that. I guess it could be a dirigible … [or] some kind of experimental vehicle, whether it’s from … China or somewhere else.” Observations of the other two objects remain equally light on detail. The one shot down Saturday over Canada apparently had a cylindrical shape; the one shot down Sunday over Michigan seemed octagonal and had “strings” hanging off it.

According to Kirby, these three objects also did not appear to be sending out communications or to carry any crew, which adds to the theory that they were innocuous—perhaps even research balloons that merely drifted off course. But if they were so harmless, why did the U.S. shoot them down? One answer, provided by NORAD’s official statements, is that these objects were flying at 20,000 to 40,000 feet, potentially posing a risk to civilian airplanes.

In contrast, the Chinese surveillance balloon that first drew national attention remained at a higher altitude of about 60,000 feet, out of the way of other aircraft. It was also so large that shooting it down over inhabited areas had more potential to cause damage when it landed. And because the balloon remained in the air for longer, we know more about it. As it drifted, U-2 spy planes observed the object in action and monitored what it was doing. And once it landed in the Atlantic Ocean, the U.S. retrieved the remains, and has already begun studying it.

What data was the larger balloon collecting? What was it capable of?

Balloons can use photos and videos to observe the ground. But if a nation has access to satellites (as China does), the space-based tech is already providing detailed visual surveillance without the risk of being shot down by U.S. planes. Based on the remains recovered thus far, the larger balloon shot down last week seems to have been collecting electronic communications, such as mobile phone and radio transmissions. “These objects were, in some cases, flying over military sensitive areas, bases and missile sites and things like this,” Boyd says. “Part of what [its] electronic surveillance could be trying to do is understand what are the communications that are being sent out from these military sensitive areas, and trying to learn about the nature of the signals that are used … perhaps with a view to being able to disable them.” Knowing the frequency and amplitude of military communications near missile silos could enable an adversary to “jam” those signals to prevent communications. Of course, this ability works the other way as well; while the balloon was still aloft, a senior defense official said that “We are taking steps … to protect against foreign intelligence collection of sensitive information.” This hinted that the U.S. was jamming the balloon’s electronics so it could not gather or transmit data.

In addition to listening in on communications, the balloon could have enabled China to monitor the U.S. response to the intrusive object. “It could be a test to see, ‘How able is the U.S. to detect this type of technology, when do they become aware of it, how easy is it for the U.S. to shoot it down?’” Machain says. Knowing about the U.S. capacity for countering a balloon could be useful in a potential future in which such a craft is designed to carry weapons, she adds. “If you were to have a balloon, and if you were to arm it, you want to know, ‘Can the other side detect it, and when do they detect it?’” Although some balloons have historically carried weapons—Japan notably deployed incendiary balloons against the U.S. during World War II—none of the new objects discovered thus far seem to have been armed.

They could still serve a military purpose, however. “There’s a lot of focus on ‘the Chinese were going over these intercontinental ballistic missile sites’” with the earlier balloon, Cheung says. “And that fits into a deepening of the nuclear arms race. The Chinese are building up their nuclear weapons capability, especially their intercontinental capabilities.” Spying on missile sites in the heart of the U.S. could provide their military with valuable information about the country’s nuclear capabilities.

Could weapons-carrying balloons move over those specific military sites?

Another reason balloons are not the best platforms for weapons delivery is that, although they excel at evading radar, they are difficult to steer. Still, operators can exert some control over a balloon’s position by making it rise or fall. “Because the wind speed varies at different altitudes, they can use that to basically change direction and steer to a certain amount,” West says. This enables some balloons to essentially hover over a ground position. “And you could, in theory, put some rudders and propellers on a balloon.” These would be of limited utility, West adds, because a balloon’s size puts it at the mercy of the wind—and takes a lot of propeller power to overcome that. But Boyd notes that propellers could allow a balloon to make small shifts in position that could have a big effect. “With propellers, then I think you could overcome some of the wind and you could move from side to side.… You can imagine designing a trajectory; you’re mostly going from west to east, but you’re able to go north-south to some extent if you have some kind of propulsion system.”

The smaller shot-down objects, which thus far have displayed fewer capabilities than the large balloon, did not show any signs of independent steering. “They haven’t confirmed that they were balloons, but I think it’s likely that most of them were,” Boyd says, although he is reluctant to speculate. “We’re talking about UFOs at some point.”

Wait, all I heard was “UFOs.” Could these unidentified flying objects be alien spacecraft?

At a recent press briefing, White House spokesperson Karine Jean-Pierre said, “There is no—again—no indication of aliens or other extraterrestrial activity with these recent takedowns.” The objects displayed no unknown technology and failed to resist the missiles that blew them out of the air. Instead of alien craft being mistaken for balloons, the opposite situation is more common.

In recent years, both NASA and the Department of Defense have shown renewed interest in unidentified aerial phenomena (UAP). Some of this increased scrutiny has indeed been enlightening: “The recent UAP reports that came out in January … they listed a whole bunch of new UAPs, and the vast majority of the ones that they identified were balloons, simply because it’s such a common thing to be in the air,” West says. Among the UAPs that were actually full of hot air, it’s possible that some were performing surveillance on behalf of other countries. This explanation is much more likely than extraterrestrial activity.

“It would be quite a story if these balloons—objects two, three and four—were from aliens, and they just happened to come along a week after this giant Chinese … balloon was shot down,” Boyd says. “That just adds to all the incredulity that would go along with that.”

Well, that’s disappointing. Are you absolutely, positively sure it’s not aliens?

I guess anything is possible! After all, the U.S. military has refused to definitively shoot down the alien theory. “In a military context, you never want to rule anything out—which is why they haven’t ruled out aliens,” West says. “Out of an abundance of caution, you really want to consider all the possibilities.”

参考译文
为什么我们突然发现了间谍气球
2月4日,美国在南卡罗来纳附近的大西洋上空击落了一个巨大的中国侦察气球,此前该气球在美国各地飞行了数天。当美国人将目光转向天空时,很明显,这个物体并不孤单:很快有消息传出,另一个中国间谍气球漂浮在拉丁美洲上空,自2018年以来,有几个这样的气球侵犯了美国领空,并且在当时躲过了早期探测。中国声称上周被击落的气球只是一个气象监测站被吹离了轨道。但美国后来从飞机残骸中找到了传感器和其他电子设备,这表明它可能被用于窃听电子信号。中国官员还声称,美国在中国上空发射了侦察气球,但美国官员否认了这一点。随着外界的高度关注,在过去几天里,美国又击落了三个空中物体:一个是上周五在阿拉斯加海岸击落的,一个是周六在加拿大上空击落的,一个是周日在密歇根州休伦湖上空击落的。关于最近发现的三个物体,还有很多未知的地方,包括它们来自哪里,它们是否携带监视设备,甚至它们是否是气球或其他空中飞行器。以下是我们所知道的和不知道的关于所有气球风波的一切。通常有多少气球漂浮在美国上空,谁在跟踪它们?在任何给定的时间里,都可能有成百上千的漂浮物体——但绝大多数都是无害的。例如,近100个国家气象局(NWS)站点每天两次释放气球来测量温度和湿度等数据。这些充满氢气或氦气的乳胶气球不会在空中停留太久;它们上升时由于压力变化而破裂。附带的仪器通过降落伞安全降落。这种气球监测天气,还为研究人员提供了一种负担得起的方式,将仪器携带到高层大气中,通常带有GPS跟踪器,这样科学家们在着陆后就可以取回它们。业余爱好者有时会在类似的气球上安装相机,以捕捉令人印象深刻的远景。政府机构还使用被称为浮空器的系绳氦气球作为雷达系统的平台。在较低的高度——几千英尺而不是几万英尺——你会发现爱好者和游客乘坐热气球升空。“在任何一天,空中可能至少有100个(大型气球),”作家兼不明空中现象(uap)调查员米克·韦斯特(Mick West)说。雷达可以探测到所有这些物体,除了偶尔的鸟,一些云和每年飞向天空的许多聚酯聚酯气球。但是监测空气中的每一个小斑点会产生太多的仪器噪音,使得很难找出真正的威胁。正因为如此,北美航空航天防御司令部(NORAD),一个美国和加拿大联合防御组织,使用算法从雷达读数中过滤较小的物体。但美国联邦航空管理局(Federal Aviation Administration)试图追踪那些能达到商用飞机飞行高度(约3万至4万英尺)的大型气球。这要求像国家气象局和大学这样的实体注册他们的气球发射(尽管业余爱好者并不总是遵循相同的协议)。自上周以来,政府代表宣布,在我们的天空中有许多气球,其中一些可能是中国的间谍平台。布法罗大学政治学教授卡拉·马丁内斯·马查因说:“至少自2018年以来,中国似乎确实有这种广泛的气球监视计划。”据美国国务院称,中国的气球监视计划远远超出了美国的范围,目标是五大洲的40个国家。 如果中国长期以来一直向我们发送气球,为什么我们现在才发现它们?这很简单:“现在美国军方和美国政府正在寻找它们,我们可能更有可能看到它们,”马查恩指出。让这个项目引起全国关注的监视气球很容易被发现——如此之大,以至于平民们设法从地面上拍摄了它的照片和视频。据广泛估计,它有三辆校车那么大。“它不是很隐秘,”韦斯特说。“它下面的有效载荷大约是一架小型飞机的大小,所以它在雷达上看起来像一架飞机。”一旦美国政府确定了该物体,它就重新检查了在美国领空发现的其他气球案例,并意识到其中一些——至少在特朗普政府期间有三个,在拜登政府早期有一个——也是中国的监视平台。“他们派出了一些这样的导弹,不是进入美国的心脏地带,而是在美国周围。加州大学圣地亚哥分校全球冲突与合作研究所所长Tai Ming张说。由于这些发现,北美防空司令部开始监视以前在雷达下飞行的较小物体。还记得北美防空司令部的雷达探测系统是如何过滤掉较小的物体的吗?自发现大型监视气球以来,该组织一直在扩大过滤范围,以捕捉上周末被击落的三个气球发出的信号。韦斯特解释说:“以前,他们设置了一些东西来过滤雷达上所谓的杂波。”“这些新上市的股票是谨慎意识增强的结果。[他们]修改了他们用来确定某物是否感兴趣的算法,所以一直存在的东西现在第一次出现了。“那么,关于上周末被击落的物体,我们知道些什么?不是很多!美国国家安全委员会战略沟通协调员柯比星期一在白宫举行的新闻发布会上说,这些物体似乎没有在自己的推进下机动或移动,这表明它们可能是气球。这仍然是最有可能的解释,尽管一些报道表明,周五被击落的物体在撞击时破裂,这可能意味着它是另一种类型的飞行器。科罗拉多大学博尔德分校(University of Colorado Boulder)国家安全倡议中心(Center for National Security Initiatives)主任伊恩·博伊德(Iain Boyd)说:“我所看到的信息是,他们被描述为一辆小型车大小。”“对于无人机或类似的东西来说,这是相当大的。我猜它可能是一种飞船,或者某种实验飞行器,不管它来自中国还是其他地方。”对另外两个天体的观测同样缺乏细节。周六在加拿大上空被击落的那架飞机显然是圆柱形的;周日在密歇根州上空被击落的那架飞机看起来像八角形,上面还挂着“绳子”。根据柯比的说法,这三个物体似乎也没有发送任何通信或搭载任何人员,这增加了它们是无害的理论——甚至可能是研究气球只是偏离了轨道。但如果它们如此无害,美国为什么要击落它们呢?北美防空联合司令部的官方声明给出的一个答案是,这些物体在2万至4万英尺的高空飞行,可能对民用飞机构成威胁。 相比之下,最先引起全国关注的中国侦察气球保持在约6万英尺(约合6万米)的较高高度,避开了其他飞机。而且它的体积非常大,在有人居住的地区击落它时,它着陆时更有可能造成破坏。由于气球在空中停留的时间更长,我们对它了解得更多。当它漂移时,U-2间谍飞机观察到这个物体的活动,并监视它的活动。一旦它在大西洋着陆,美国就找到了它的残骸,并已经开始对它进行研究。大气球收集了什么数据?它能做什么?气球可以通过照片和视频来观察地面。但如果一个国家拥有卫星(就像中国一样),这种天基技术已经可以提供详细的视觉监视,而且没有被美国飞机击落的风险。根据迄今为止发现的遗骸,上周被击落的较大气球似乎一直在收集电子通信,如手机和无线电传输。博伊德说:“在某些情况下,这些物体飞过军事敏感地区、基地和导弹基地等。”“其电子监控的部分目的可能是了解从这些军事敏感地区发出的通信是什么,并试图了解所使用的信号的性质……也许是为了能够使它们失效。”了解导弹发射井附近军事通信的频率和振幅,可以使对手“干扰”这些信号以阻止通信。当然,这种能力也可以用另一种方式;气球还在空中时,一名高级国防官员表示,“我们正在采取措施……防止外国情报机构收集敏感信息。”这暗示美国正在干扰气球的电子设备,使其无法收集或传输数据。除了监听通信,这个气球还能让中国监视美国对侵入性物体的反应。“这可能是一个测试,看看美国探测这种技术的能力有多大,他们什么时候意识到它,美国击落它有多容易?”’”马查恩说。她补充说,了解美国对付气球的能力,在未来这种飞行器被设计用来携带武器的时候可能会很有用。“如果你有一个气球,如果你要武装它,你想知道,‘对方能不能发现它,他们什么时候发现它?’”尽管历史上有些气球曾携带过武器——日本在二战期间曾针对美国部署过燃烧气球——但迄今为止发现的新物体似乎都没有携带武器。然而,它们仍然可以用于军事目的。张说:“关于早期的气球,有很多人关注‘中国人正在检查这些洲际弹道导弹基地’。”这与不断深化的核军备竞赛相吻合。中国人正在增强他们的核武器能力,尤其是他们的洲际能力。”监视美国中部的导弹基地可以为他们的军队提供有关该国核能力的宝贵信息。携带武器的气球能飞越那些特定的军事地点吗? 气球不是最好的武器投放平台的另一个原因是,尽管它们擅长躲避雷达,但它们很难操纵。尽管如此,操作人员还是可以通过让气球上升或下降来控制它的位置。韦斯特说:“因为风速在不同的高度上有所不同,它们可以利用这一点来改变方向,并转向一定的程度。”这使得一些气球基本上可以悬浮在地面上。“理论上,你可以在气球上安装一些方向舵和螺旋桨。”韦斯特补充说,这些功能有限,因为气球的大小决定了它的命运,需要很大的螺旋桨动力才能克服这一点。但博伊德指出,螺旋桨可以让气球在位置上做出微小的变化,这可能会产生很大的影响。“有了螺旋桨,我认为你可以克服一些风,你可以从一边移动到另一边。你可以想象设计一个轨迹;大部分是从西向东,但如果有某种推进系统在某种程度上也可以从南到北。“到目前为止,被击落的较小物体表现出的能力不如大气球,没有显示出任何独立转向的迹象。博伊德说:“他们还没有证实它们是气球,但我认为它们中的大多数很可能是,”尽管他不愿猜测。“我们在某种程度上谈论的是ufo。”等等,我听到的都是"不明飞行物"这些不明飞行物会是外星飞船吗?在最近的一次新闻发布会上,白宫发言人卡琳·让-皮埃尔说:“从最近的这些撤架中,再次没有迹象表明有外星人或其他地外活动。”这些物体没有显示出未知的技术,也未能抵御将它们从空中击落的导弹。相反的情况更常见,而不是外星飞船被误认为气球。近年来,美国宇航局和国防部都对不明空中现象(UAP)表现出了新的兴趣。这种越来越严格的审查确实有一些启发性:“最近1月份发布的UAP报告……他们列出了一大堆新的UAP,他们确定的绝大多数都是气球,只是因为在空中飞行是一件很常见的事情,”韦斯特说。在那些夸夸其谈的无人侦察机中,有一些可能是在代表其他国家进行监视。这种解释比地外活动更有可能。博伊德说:“如果这些气球——第2、第3和第4个物体——来自外星人,而它们恰好是在这个巨大的中国气球被击落一周后出现的,那将是一个相当大的故事。”“这只会增加随之而来的所有怀疑。”那太令人失望了。你绝对肯定那不是外星人吗?我想一切皆有可能!毕竟,美国军方拒绝明确否定外星人理论。韦斯特说:“在军事背景下,你永远不想排除任何事情——这就是为什么他们还没有排除外星人的原因。”“出于谨慎,你真的要考虑所有的可能性。”
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