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Regulator reveals algorithmic secrets of China’s Big Tech companies

2022-08-31
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Some of the largest tech companies in China have had the algorithms they use to personalise and promote their products published. The regulator Cyberspace Administration of China (CAC) revealed details of 30 algorithms from companies including Tencent, Alibaba and TikTok owner ByteDance.

Tencent is among the Chinese tech giants to have details of its algorithmic functions published by China’s tech regulation (Pic: Michael Vi/Getty Images)

These algorithms are used for personalisation functions and to encourage users to keep coming back to a platform, but also selecting which stories to highlight within a news app or determining which posts are shown to which users on a social media platform.

CAC ordered the largest tech companies in China to hand over information on the algorithms last March in a bid to “clean up the internet” and give Chinese consumers insight into why they see certain videos or news stories over others and what impact it might be having on their opinions and choices.

The regulator published the list of 30 algorithms which included a description of the code, name of the company and ways in which it is used by a particular website or application. It includes details on popular apps in China like WeChat, Douyin, the Chinese version of TikTok, and search engine Baidu.

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There is a line of data on each of the algorithms. For example, for WeChat, the popular messaging and e-commerce platform owned by Tencent, the way the personalised push algorithm is “applied to information recommendation, and recommends graphic and video content that may be of interest to users through data such as user browsing records, following official accounts, and what users are watching” is described.

Providing an insight into how TikTok selects the videos on its notoriously opaque “For You” page, ByteDance’s entry reveals that Douyin uses “user’s historical clicks, duration, likes, comments, relays, dislikes and other behavioural data” to generate the selection of videos and their order.

Microblogging platform Weibo also featured within the list, with one algorithm used to generate the “hot search” list of content similar to Twitter’s trending topics. It also featured through its selection algorithm used to determine which posts a user sees.

This is the latest move by China to force companies to either reveal details or make changes to algorithms that impact people that use them. Other moves included placing limits on video scrolling for users under the age of 18. In March the regulator said it was already seeing positive results from its effort, declaring the “online chaos” found on China’s internet platforms “effectively curbed”.

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Beijing issued a ruling that algorithms and details of how they are put to use had to be shared with CAC in September last year off the back of concerns over how public opinion in the West was shaped by content surfaced without human intervention and how that could be gamed.

West ‘unlikely to follow China’

Algorithmic transparency is a much-discussed topic among tech industry figures and policymakers. Elon Musk famously pledged to make Twitter’s algorithm open source had he completed his takeover of the social media platform, though experts were sceptical this would have helped with Musk’s stated aim of making the platform a fairer and safer place.

Dr Janis Wong is a research associate in the public policy programme at the Alan Turing Institute for AI research, and said it is unlikely the UK or US would require the publication of algorithm usage details in the same way as China. “I think there is an appetite from the user’s perspective to get better control and agency over how the data we provide is used,” she told Tech Monitor, but said it is unlikely that level of publication will happen in the UK as the government says it is encouraging a light touch approach to regulation to help businesses. “There is a challenge to how it squares with pro-innovation strategy,” Dr Wong says.

If there is a disclosure over how an algorithm is used, it would “likely be kept private and held by the regulator and even then have a very narrow focus, likely on areas of the greatest risk including around how children use social media,” Dr Wong adds.

Algorithmic transparency alone will not help users

This ties into the UK’s upcoming AI framework, which proposes to treat regulation of AI on a case-by-case basis, allowing for stricter regulations where the risk of failure would lead to higher risk outcomes but leaving lower risk areas of the economy with minimal regulation.

“There are certainly benefits to the research community for this information to be more publicly available but there are already many ways it can be revealed including through research engineering the data,” says Wong. The biggest challenge is ensuring the data going into the algorithm is secure and bares some relationship to what comes out, she explained.

Dr Wong continues: “I think conversations around algorithms will naturally come in and people are increasingly realising algorithms are just pieces of code. People are coming to grips with that and understanding that what goes into the algorithm is more important.

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“Many good things come to efficiencies and algorithms can do that people can’t spot. Squaring data, amount of data and sorts of data against the outcome and how the end user experiences the operation is what matters.

Read more: Sunak and Truss talk tough, but China is already looking elsewhere for tech

Topics in this article: AI, Algorithms

参考译文
监管机构披露中国大型科技公司的算法秘密
中国一些最大的科技公司已经发布了用于个性化和推广产品的算法。监管机构中国国家互联网信息办公室(CAC)披露了包括腾讯、阿里巴巴和抖音所有者字节跳动在内的30个算法的细节。这些算法用于个性化功能,鼓励用户不断回到平台,但也可以选择在新闻应用程序中突出哪些故事,或决定在社交媒体平台上向哪些用户显示哪些帖子。去年3月,国家互联网信息办公室要求中国最大的科技公司提交算法信息,以“清理互联网”,并让中国消费者了解他们为什么会看到某些视频或新闻故事,以及这些视频或新闻故事可能对他们的观点和选择产生什么影响。监管机构公布了30种算法的清单,其中包括代码描述、公司名称以及特定网站或应用程序使用该算法的方式。它包括微信、抖音(中国版TikTok)和搜索引擎百度等中国流行应用的详细信息。每个算法都有一行数据。例如,在腾讯旗下广受欢迎的即时通讯和电商平台微信上,描述了个性化推送算法“应用于信息推荐,通过用户浏览记录、关注公众号、用户正在观看的内容等数据,推荐用户可能感兴趣的图形和视频内容”。字节跳动的条目揭示了抖音使用“用户的历史点击、持续时间、点赞、评论、转发、不喜欢和其他行为数据”来生成视频的选择和它们的顺序,从而深入了解了TikTok在其臭名昭著的不透明页面上是如何选择视频的。微博平台微博也榜上有名,该平台使用一种算法生成与推特热门话题类似的内容“热搜”列表。它还通过它的选择算法来确定用户看到了哪些帖子。这是中国迫使企业要么披露细节,要么修改影响用户的算法的最新举措。其他举措包括限制18岁以下用户浏览视频。今年3月,该监管机构表示,其努力已经取得了积极成效,宣称中国互联网平台上的“网络混乱”得到了“有效遏制”。去年9月,中国政府发布了一项规定,规定算法和如何使用这些算法的细节必须与网信部共享,因为人们担心,在没有人为干预的情况下,西方的公众舆论是如何受到内容的影响的,以及这种影响会如何被利用。算法透明度是科技行业人士和政策制定者们热议的话题。众所周知,埃隆·马斯克曾承诺,如果他完成了对Twitter这个社交媒体平台的收购,他将让Twitter的算法开源,尽管专家们怀疑这是否有助于马斯克使该平台成为一个更公平、更安全的地方的声明。詹尼斯·黄(Janis Wong)博士是艾伦·图灵研究所(Alan Turing Institute)人工智能研究公共政策项目的副研究员,他表示,英国或美国不太可能像中国那样要求公布算法使用细节。“我认为,从用户的角度来看,他们希望更好地控制和代理我们提供的数据是如何被使用的,”她告诉《科技观察》,但她表示,英国不太可能出现这种程度的公布,因为政府表示,它正在鼓励采取宽松的监管方式来帮助企业。Wong博士说:“它如何符合支持创新的战略是一个挑战。” 黄博士补充说,如果披露了一种算法的使用方式,它“很可能会被保密,由监管机构持有,即便如此,它的关注点也会非常狭窄,可能会集中在风险最大的领域,包括儿童如何使用社交媒体”。这与英国即将出台的人工智能框架相联系,该框架提议在个案基础上对待人工智能的监管,允许在失败的风险将导致更高风险结果的情况下实施更严格的监管,但对经济中风险较低的领域进行最低限度的监管。Wong说:“对研究界来说,让这些信息更公开当然有好处,但已经有很多方式可以揭示这些信息,包括通过研究工程数据。”她解释说,最大的挑战是确保进入算法的数据是安全的,并暴露出与结果的某种关系。Wong博士继续说道:“我认为围绕算法的对话将自然而然地出现,人们越来越意识到算法只是一段代码。人们开始意识到这一点,并认识到融入算法的内容更重要。“效率和算法能带来许多人们无法发现的好处。数据的平方、数据的数量和数据的种类与结果以及最终用户的操作体验是重要的。
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